Country CDD Manager
Standard Chartered
Ho Chi Minh, Vietnam
2 ngày trước

About Standard Chartered

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours -

do the right thing, better together and never settle - as well as our brand promise, Here for good. We're committed to promoting equality in the workplace and creating an inclusive and flexible culture -

one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.

The Role Responsibilities

  • Ensure CDD information completed by the maker is current and valid, as per the required standard
  • Checks compliance to policy, correctness and accuracy of the provided information.
  • Validate correctness of risk rating and availability of required documents.
  • Quality of SOW and corroboration is adequate and carried out as required
  • Review the PEP assessment to ensure compliance to Local and Group Standards
  • Ensure completion of Additional due Diligence checklist is as per defined standards
  • Ensure manual overrides are in line with procedures
  • Ensure data entry has been performed accurately cross referencing with documents
  • Ensure unwrapping and ID&V documentation is complete
  • Sanctions Questionnaire is complete
  • Adverse media and sanctions searches are comprehensive and attached, if applicable
  • Other activities as defined by country CEPG.
  • Business :

  • Business Banking, (Vietnam)
  • Processes

    Customer due diligence procedures Commercial and Business clients

  • Global process notes
  • Country process notes
  • Country CDD addendums
  • People and Talent

  • Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.
  • Risk Management

  • Execution responsibility for identifying, assessing, monitoring, controlling and mitigating financial crime risk, sanctions risk and reputational risks to the Group.
  • Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them.

    Regulatory & Business conduct

  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
  • This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Key Stakeholders

  • Retail Relationship / Branch Managers / Business Heads and delegated persons
  • Retail Compliance teams
  • Retail FCC teams including CDD Advisor
  • Other Responsibilities

  • Embed Here for good and Group’s brand and values in Standard Chartered Vietnam
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
  • Other assignments from Line Manager
  • Our Ideal Candidate

  • A minimum of 5 years of banking Experience out of which a minimum of 1-2 years in Retail AML CDD / Compliance functions
  • Must be certified (as prescribed for the role) by completing all relevant SCB e-assessments (once these are rolled out)
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